Compliance Analyst - Asset Management

Specialist investment management firm is seeking a Compliance Analyst to join its Compliance team. This is an excellent opportunity for an individual with compliance or operational risk experience who is looking to develop their career within a collaborative and fast-paced financial services environment.

Client Details

Specialist alternative asset manager.

Description

• Conduct compliance monitoring and regulatory reviews.

• Review financial promotions and marketing materials.

• Support trade surveillance and market abuse monitoring activities.

• Maintain compliance policies, procedures, and registers.

• Monitor regulatory developments and assess potential business impact.

• Provide compliance guidance to stakeholders across the business.

• Support AML, KYC, and regulatory reporting requirements.

Profile

A successful Compliance Analyst should have:

• Experience within Compliance or Operational Risk.

• Background in asset management, investment management, or financial services.

• Good understanding of FCA regulatory requirements.

Job Offer

• Salary ranging from £50,000 to £55,000, dependent on the level of experience.

• Discretionary bonus.

• Competitive benefits package.